Karan P. Vaswani
Professional summary
Karan Pradeep Vaswani is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Karan is registered as a RR (Registered Representative) and started their career in finance in 2025. Karan has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karan Pradeep Vaswani's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2025)
(5/19/2025)
(2/26/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
Exams
Series 79TO
Date: 7/21/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/24/2025
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
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