KM
Kailey A. Miles
FORGE FINANCIAL
Edmond, OK 73013
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CRD#: 7960045
KM
Professional summary
Kailey Ann Miles, who also goes by Kailey Ann Kerr, Kailey Kerr, is a registered financial advisor currently at FORGE FINANCIAL located in Edmond, Oklahoma and LPL FINANCIAL LLC located in Edmond, Oklahoma.
Kailey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kailey has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kailey Ann Kerr | Kailey Kerr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 09/2024 / Forge Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 12/11/2024 - Forge Financial - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/08/2024 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Forge Financial, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kailey Ann Miles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
FORGE FINANCIAL
Office #1: 2901 South Bryant Avenue, Edmond, OK 73013RIA
CRD#: 306480
Edmond, OK
Current
October 22, 2024 - Present
LPL FINANCIAL LLC
Office #1: 2901 S Bryant Ave, Edmond, OK 73013-6167RIA
BD
CRD#: 6413
Edmond, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORGE FINANCIAL
FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC
CRD#: 306480 / SEC#: 801-117938
RIA
Registered Investment Advisory firm - (1/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(12/4/2024)
IAR
Oklahoma(12/4/2024)
IAR
Texas(12/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORGE FINANCIAL
FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC
CRD#: 306480 / SEC#: 801-117938
RIA
Registered Investment Advisory firm - (1/15/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2901 South Bryant Avenue, Edmond, OK 73013
Mailing Address
Phone number
(405) 340-1600
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,594 |
| AUM (Assets Under Management) | $ 1,201,557,311 |
Red Flags
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Company Information
FORGE FINANCIAL
CRD#: 306480Edmond, OK 73013TRUST BUT VERIFY
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