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AW

Austin R. Weary

TRANSACT CAPITAL SECURITIES
GLEN ALLEN, VA 23060
CRD#: 7959988
Some features on this profile are disabled
AW
Austin R WearyTRANSACT CAPITAL SECURITIES

Professional summary

Austin R Weary, who also goes by Austin Weary, is a registered financial professional currently at TRANSACT CAPITAL SECURITIES, LLC located in Glen Allen, Virginia.

Austin is registered as a RR (Registered Representative) and started their career in finance in 2024. Austin has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Austin Weary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Austin R Weary's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

TRANSACT CAPITAL SECURITIES, LLC

Office #1: 4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060
BD
CRD#: 133822
GLEN ALLEN, VA
Past

February 3, 2026 - February 20, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
McLean, VA
Past

December 19, 2024 - January 6, 2026

TRANSACT CAPITAL SECURITIES, LLC

BD
CRD#: 133822
GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(3/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/19/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/31/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/5/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TRANSACT CAPITAL SECURITIES, LLC
ALPHA OMEGA CAPITAL SECURITIES, LLC | TRANSACT CAPITAL SECURITIES, LLC

CRD#: 133822 / SEC#: , 8-66778

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060
Mailing Address
4991 Lake Brook Dr., Suite 150 Suite 150, Glen Allen, VA 23060
Phone number
(804) 612-7102
Established
Virginia since 08/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
15

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TRANSACT CAPITAL PARTNERS LLCPARENT COMPANY
IVAN, JOHN MICHAELCHIEF COMPLIANCE OFFICER1292150
MORIN, PATRICK BURNHAMPRINCIPAL, POO2210592
RIP, OLGAFINOP, PFO5440553
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSACT CAPITAL SECURITIES, LLC

CRD#: 133822Glen Allen, VA 23060

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