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SB

Stephen Bruce

LIFEGUIDE FINANCIAL ADVISORS
Mechanicsburg, PA 17055
Some features on this profile are disabled
CRD#: 7959913
SB

Professional summary

Stephen Bruce is a registered financial advisor currently at LIFEGUIDE FINANCIAL ADVISORS, LLC located in Mechanicsburg, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Stephen has worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bruce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2024 - Present

LIFEGUIDE FINANCIAL ADVISORS, LLC

Office #1: 400 W Main St., Mechanicsburg, PA 17055
RIA
CRD#: 284842
Mechanicsburg, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LIFEGUIDE FINANCIAL ADVISORS, LLC
LIFEGUIDE FINANCIAL ADVISORS | LIFEGUIDE FINANCIAL ADVISORS, LLC

CRD#: 284842 / SEC#: 801-108442

RIA
Registered Investment Advisory firm - (9/28/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(7/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/20/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/3/2025
Securities Industry Essentials Examination

Current Firm

LF
LIFEGUIDE FINANCIAL ADVISORS, LLC
LIFEGUIDE FINANCIAL ADVISORS | LIFEGUIDE FINANCIAL ADVISORS, LLC

CRD#: 284842 / SEC#: 801-108442

RIA
Registered Investment Advisory firm - (9/28/2016 Approved)
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Contact information

Main Address
400 W Main St., Mechanicsburg, PA 17055
Mailing Address
Phone number
(717) 796-1700
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFEGUIDE DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE AND BROCHURE SUPPLEMENTS (11/4/2025)

Regulatory assets under management

Total Number of Accounts2,524
AUM (Assets Under Management)$ 455,567,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFEGUIDE FINANCIAL ADVISORS, LLC

CRD#: 284842Mechanicsburg, PA 17055

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