TM
Timothy Mcgregor
RIVERBEND CAPITAL ADVISORS
Chicago, IL 60606
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CRD#: 7959430
TM
Professional summary
Timothy Mcgregor is a registered financial advisor currently at RIVERBEND CAPITAL ADVISORS, LLC located in Chicago, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Timothy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Mcgregor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2024 - Present
RIVERBEND CAPITAL ADVISORS, LLC
Office #1: 191 N. Wacker Drive Suite 875, Chicago, IL 60606RIA
CRD#: 157117
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RIVERBEND CAPITAL ADVISORS, LLC
RIVERBEND CAPITAL ADVISORS, LLC
CRD#: 157117 / SEC#: 801-72250
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/29/2024)
Exams
Current Firm
RC
RIVERBEND CAPITAL ADVISORS, LLC
RIVERBEND CAPITAL ADVISORS, LLC
CRD#: 157117 / SEC#: 801-72250
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
191 N. Wacker Drive Suite 875, Chicago, IL 60606
Mailing Address
Phone number
(312) 948-5100
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 820,471,173 |
Red Flags
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