Emily K. Gardner

ZACKS INTELLIGENCE

Santa Barbra, CA

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CRD#: 7958731

Professional summary

Emily Kennedy Gardner, who also goes by Emily Kennedy Feeley, is a registered financial advisor currently at ZACKS INTELLIGENCE LLC located in Santa Barbra, California.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Emily has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Emily Kennedy Feeley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF THE OTHER BUSINESS:Santa Barbara Board Foundation INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Santa Barbara, CA 93103 NATURE OF THE OTHER BUSINESS:Private Business YOUR POSITION OR TITLE:Server START DATE:7/1/2017 APPROXIMATE NUMBER OF HOURS/MONTH:20 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Serving beer and wine COMPENSATION :Yes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Kennedy Gardner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

ZACKS INTELLIGENCE LLC

RIA

CRD#: 333798

Santa Barbra, CA

Past

May 15, 2025 - October 31, 2025

LPL FINANCIAL LLC

CRD#: 6413

MONTECITO, CA

Past

January 13, 2025 - May 15, 2025

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

Montecito, CA

Past

August 19, 2024 - May 15, 2026

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Santa Barbara, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/14/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/9/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/11/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2024

Securities Industry Essentials Examination

Current Firm

ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

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Contact information

Main Address

101 N Wacker Dr Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FOR ZACKS INTELLIGENCE LLC (11/17/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emily K. Gardner

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Kennedy Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SORRENTO PACIFIC FINANCIAL, LLC

CREATIVEONE WEALTH, LLC

Primary Firm SEC Registration

ZACKS INTELLIGENCE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2025

Series 65

Date: 2/9/2024

Series 6TO

Date: 1/11/2025

SIE

Date: 12/5/2024

Current Firm

ZACKS INTELLIGENCE LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ZACKS INTELLIGENCE LLC

TRUST BUT VERIFY

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