EG
Emily K. Gardner
CREATIVEONE WEALTH
Santa Barbara, CA 93108
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CRD#: 7958731
EG
Professional summary
Emily Kennedy Gardner is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Santa Barbara, California.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Emily has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS:Santa Barbara Board Foundation INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Santa Barbara, CA 93103 NATURE OF THE OTHER BUSINESS:Private Business YOUR POSITION OR TITLE:Server START DATE:7/1/2017 APPROXIMATE NUMBER OF HOURS/MONTH:20 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Serving beer and wine COMPENSATION :Yes
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2024 - Present
CREATIVEONE WEALTH, LLC
Office #1: 1225 Coast Village Road Suite C, Santa Barbara, CA 93108RIA
CRD#: 281213
Santa Barbara, CA
Past
May 15, 2025 - October 31, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MONTECITO, CA
Past
January 13, 2025 - May 15, 2025
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
Montecito, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/11/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Santa Barbara, CA 93108TRUST BUT VERIFY
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