DJ
Douglas H. Jones
COLLABORATIVE WEALTH
Lake Mary, FL 32746
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CRD#: 7955618
DJ
Professional summary
Douglas Hendricks Jones II, who also goes by Douglas Hendricks Jones, is a registered financial advisor currently at COLLABORATIVE WEALTH located in Lake Mary, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Douglas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Douglas Hendricks Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE ESTATE OF DOUGLAS HENDRICKS JONES I POSITION: Personal Representative NATURE: Serve as a fiduciary for the decedent's estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 3081 Beach Dr. E, Port Orchard WA 98366, United States DESCRIPTION: Collect, inventory, and manage the decedent's assets that are in probate, satisfy any obligations to the decedent's creditors, distribute any remaining assets to beneficiaries, serve as contact for any legal proceedings relating to estate administration.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Hendricks Jones II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2025 - Present
COLLABORATIVE WEALTH
Office #1: 972 International Parkway, Lake Mary, FL 32746RIA
CRD#: 142106
Lake Mary, FL
Past
October 16, 2024 - May 8, 2025
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
Gainesville, FL
Past
September 13, 2024 - May 8, 2025
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
Gainesville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
972 International Parkway, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 792-3336
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 564,031,327 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
