Louise Alexander

GATES PASS ADVISORS

Upper Seattle, WA

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CRD#: 7955496

Professional summary

Louise Alexander, who also goes by Louise Freya Alexander, is a registered financial advisor currently at GATES PASS ADVISORS, LLC located in Upper Seattle, Washington.

Louise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Louise has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

At a Glance

Always Fiduciary

Aliases

Louise Freya Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*: Entity Type: Rental property Name: C. C. LLC Investment related: No Address: Seattle, WA Your position: Owner Title, or relationship with the other business: Manager Start date of your relationship: 03/25/24 Hours/month you devote to the other business: 3 hrs Hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Manage 2 rental units in the house I live in. I*: 2582263 Entity Type: Fiduciary role Name of OBA: Vancouver Trust Address: Seattle, WA 98103 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/27/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-Trustee for Self, Spouse I*:2477291 Entity Type: For Profit Name of OBA: Cambridge Commons Address: Seattle, WA 98103 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/25/2024 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Ownership and management of 3 unit property that my husband and I live it (2 rental units).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louise Alexander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2026 - Present

GATES PASS ADVISORS, LLC

RIA

CRD#: 269983

Upper Seattle, WA

Past

October 3, 2025 - June 30, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BELLEVUE, WA

Past

August 16, 2025 - June 30, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BELLEVUE, WA

Past

January 24, 2025 - May 27, 2025

NEWGROUND SOCIAL INVESTMENT

RIA

CRD#: 117060

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/23/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 8/2/2025

General Securities Representative Examination

Current Firm

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

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Contact information

Main Address

280 2nd Street Suite 280, Los Altos, CA 94022

Mailing Address

Phone number

(650) 797-0280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATES PASS ADVISORS FORM ADV PART 2A (7/24/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 187,953,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louise Alexander

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louise Alexander's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEWGROUND SOCIAL INVESTMENT

Primary Firm SEC Registration

GATES PASS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2025

Series 65

Date: 12/23/2024

SIE

Date: 8/16/2025

Series 7TO

Date: 8/2/2025

Current Firm

GATES PASS ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATES PASS ADVISORS, LLC

TRUST BUT VERIFY

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