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LA

Louise Alexander

GATES PASS ADVISORS
Upper Seattle, WA
·CRD# 7955496·2 years registered

Professional Summary

Louise Alexander, who also goes by Louise Freya Alexander, is a registered financial advisor currently at GATES PASS ADVISORS, LLC located in Upper Seattle, Washington. Louise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Louise has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Louise Freya Alexander

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

GATES PASS ADVISORS, LLCCurrent·CRD# 269983
RIA
Upper Seattle, WA
July 31, 2026 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Bellevue, WA
October 3, 2025 - June 30, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Bellevue, WA
August 16, 2025 - June 30, 2026
NEWGROUND SOCIAL INVESTMENTPast·CRD# 117060
RIA
Seattle, WA
January 24, 2025 - May 27, 2025

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Current Firm

GP
GATES PASS ADVISORS, LLC

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686
RIA
Registered Investment Advisory firm - SEC (4/11/2022 Approved)
California
Registered Investment Advisory firm - California (5/26/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

280 2nd Street Suite 280, Los Altos, CA 94022

Phone Number

(650) 797-0280

# of Employees

3

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GATES PASS ADVISORS FORM ADV PART 2A (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

279

AUM (Assets Under Management)

$207,586,221

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*: Entity Type: Rental property Name: C. C. LLC Investment related: No Address: Seattle, WA Your position: Owner Title, or relationship with the other business: Manager Start date of your relationship: 03/25/24 Hours/month you devote to the other business: 3 hrs Hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Manage 2 rental units in the house I live in. I*: 2582263 Entity Type: Fiduciary role Name of OBA: Vancouver Trust Address: Seattle, WA 98103 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/27/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-Trustee for Self, Spouse I*:2477291 Entity Type: For Profit Name of OBA: Cambridge Commons Address: Seattle, WA 98103 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/25/2024 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Ownership and management of 3 unit property that my husband and I live it (2 rental units).

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GATES PASS ADVISORS, LLC

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686
RIA
Registered Investment Advisory firm - SEC (4/11/2022 Approved)
California
Registered Investment Advisory firm - California (5/26/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2024About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2025About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Aug 2025About the Series 7TO exam

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CRS (Client Relationship Summary) - RIA

Click below to view Louise Alexander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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