Braden S. Weems

RESOLUTE CAPITAL

Greenville, SC 29601

Some features on this profile are disabled

CRD#: 7955222

Professional summary

Braden Scott Weems is a registered financial advisor currently at RESOLUTE CAPITAL, LLC located in Greenville, South Carolina.

Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Braden has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Scott Weems's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

RESOLUTE CAPITAL, LLC

Office #1: 501 River Street Suite 101, Greenville, SC 29601

RIA

CRD#: 304558

Greenville, SC

Past

September 9, 2024 - January 30, 2025

RESOLUTE CAPITAL, LLC

RIA

CRD#: 304558

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2023

Uniform Investment Adviser Law Examination

Current Firm

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 River Street Suite 101, Greenville, SC 29601

Mailing Address

Phone number

(864) 800-1831

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RESOLUTE CAPITAL ADV PART 2A 10-13-2025 (10/17/2025)

Regulatory assets under management

Total Number of Accounts	1,825
AUM (Assets Under Management)	$ 188,733,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Milks

FIDUCIARY ORGANIZATION, LLC

IAR

Greenville, SC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Braden S. Weems

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Scott Weems's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOLUTE CAPITAL, LLC

RESOLUTE CAPITAL, LLC

Primary Firm SEC Registration

RESOLUTE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2023

Current Firm

RESOLUTE CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESOLUTE CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors