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Neudy J. Oquendo Cosme
POPULAR ASSET MANAGEMENT
San Juan, PR 00918
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CRD#: 7955033
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Professional summary
Neudy Jose Oquendo Cosme is a registered financial advisor currently at POPULAR ASSET MANAGEMENT located in San Juan, .
Neudy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Neudy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Oquendo reported that he is the sole stockholder of a corporation previously engaged in providing accounting and tax preparation services. Although the corporation remains active with the Puerto Rico Department of State, it is no longer conducting business activities outside of his current employment with Popular Asset Management, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Neudy Jose Oquendo Cosme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2025 - Present
POPULAR ASSET MANAGEMENT
Office #1: Popular Center North Building 4th Flr 209 Munoz Rivera Ave., San Juan, PR, 00918RIA
CRD#: 313653
San Juan, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
POPULAR ASSET MANAGEMENT
POPULAR ASSET MANAGEMENT | POPULAR ASSET MANAGEMENT LLC
CRD#: 313653 / SEC#: 801-120872
RIA
Registered Investment Advisory firm - (4/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Puerto Rico(10/14/2025)
Current Firm
PA
POPULAR ASSET MANAGEMENT
POPULAR ASSET MANAGEMENT | POPULAR ASSET MANAGEMENT LLC
CRD#: 313653 / SEC#: 801-120872
RIA
Registered Investment Advisory firm - (4/22/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Popular Center North Building 4th Flr 209 Munoz Rivera Ave., San Juan, PR, 00918
Mailing Address
Po Box 362708 Internal Mail Code (725), San Juan, PR 00936-2708
Phone number
(787) 754-4488
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (1 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 2,875,694,583 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/26/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
POPULAR ASSET MANAGEMENT
CRD#: 313653San Juan, PR 00918TRUST BUT VERIFY
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