JA
James M. Anderer
4THOUGHT FINANCIAL GROUP
Miami Shores, FL
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CRD#: 7954647
JA
Professional summary
James Michael Anderer, who also goes by James Anderer, is a registered financial advisor currently at 4THOUGHT FINANCIAL GROUP INC. located in Miami Shores, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. James has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Anderer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE BROKER POSITION: Broker OBA NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 5/30/2024 ADDRESS: 6851 Jericho Tpke, Suite 120, Syosset, NY 11791 DESCRIPTION: Sale of Fixed Life, Annuity, DI, LTC through various carriers. MEGA CODE LLC POSITION: Owner/ Creative director NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 7/2020 ADDRESS: 9145 N Miami Ave, Miami Shores FL 33150, United States DESCRIPTION: Mega Code LLC is a company that I own that services clients looking for business consulting primarily regarding marketing, creative production and brand. Clients include companies such as Vintage Wholesale Club, Miami New Drama, and Starboard Value. AUTOMATIC MANUFATURING SYSTEMS, INC. POSITION: CMO NATURE: Marketing Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 5/2025 ADDRESS: Plantation, Florida DESCRIPTION: I am a fractional CMO for the company that includes the brands Accuplace, Green Oxen and Pelagion. Pelagion�has invented and manufacturers the HydroBlade, a personal electric watercraft. Accuplace produces assembly machines. Green Oxen is in the interior design industry producing metal products such as railings, doors, and baseboards.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Anderer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2025 - Present
4THOUGHT FINANCIAL GROUP INC.
RIA
CRD#: 162997
Miami Shores, FL
Past
September 27, 2024 - April 23, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MIAMI, FL
Past
August 29, 2024 - April 23, 2025
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
4F
4THOUGHT FINANCIAL GROUP INC.
4THOUGHT FINANCIAL GROUP INC.
CRD#: 162997 / SEC#: 801-74692
RIA
Registered Investment Advisory firm - (4/2/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/12/2025)
IAR
New York(5/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
4F
4THOUGHT FINANCIAL GROUP INC.
4THOUGHT FINANCIAL GROUP INC.
CRD#: 162997 / SEC#: 801-74692
RIA
Registered Investment Advisory firm - (4/2/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6851 Jericho Turnpike Suite 120, Syosset, NY 11791
Mailing Address
Phone number
(516) 300-1617
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 178,472,877 |
Red Flags
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