JC
Jing Chen
K2 WEALTH MANAGEMENT LLC
CHICAGO, IL 60622
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CRD#: 7954546
JC
Professional summary
Jing Chen, who also goes by Carol Chen, is a registered financial advisor currently at K2 WEALTH MANAGEMENT LLC located in Chicago, Illinois.
Jing is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jing has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carol Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jing Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2024 - Present
K2 WEALTH MANAGEMENT LLC
Office #1: 1200 N. Ashland Ave. Suite 500, Chicago, IL 60622RIA
CRD#: 332264
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/6/2024)
Exams
Current Firm
KW
K2 WEALTH MANAGEMENT LLC
K2 WEALTH MANAGEMENT LLC
CRD#: 332264 / SEC#:
Colorado
Registered Investment Advisory firm - (5/14/2025 Approved)Illinois
Registered Investment Advisory firm - (11/6/2024 Approved)Kansas
Registered Investment Advisory firm - (4/24/2025 Approved)Nebraska
Registered Investment Advisory firm - (2/14/2025 Approved)New York
Registered Investment Advisory firm - (5/30/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 N. Ashland Ave. Suite 500, Chicago, IL 60622
Mailing Address
Phone number
(872) 227-7652
Established
Firm type
Fiscal year end
# of Employees
2
0
Red Flags
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