DL
Darrin D. Leaks
TIERONE CAPITAL
Charlotte, NC
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CRD#: 7954397
DL
Professional summary
Darrin Delaney Leaks is a registered financial advisor currently at TIERONE CAPITAL, LLC located in Charlotte, North Carolina.
Darrin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Darrin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Darrin Delaney Leaks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2024 - Present
TIERONE CAPITAL, LLC
RIA
CRD#: 332000
Charlotte, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/29/2024)
Current Firm
TC
TIERONE CAPITAL, LLC
TIERONE CAPITAL, LLC
CRD#: 332000 / SEC#:
North Carolina
Registered Investment Advisory firm - (8/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Charlotte, NC
Mailing Address
Phone number
(980) 431-9726
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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