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Flora M. Wang

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CRD#: 7954153
FW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Flora Minrui Wang was a registered financial professional .

Flora is a previously registered financial professional and started their career in finance in 2024. Flora had worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 10, 2024 - June 30, 2025

BRANT STREET CAPITAL INC.

BD
CRD#: 322862
Toronto,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/7/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/9/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/29/2024
Securities Industry Essentials Examination

Current Firm

BS
BRANT STREET CAPITAL INC.
BRANT STREET CAPITAL INC.

CRD#: 322862 / SEC#: , 8-70997

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
130 King Street West Suite 2600, Toronto, Ontario, M5X 1C7
Mailing Address
130 King Street West Suite 2600, Toronto, Ontario, M5X 1C7
Phone number
(416) 642-6125
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
T6 HOLDING CORP.SHAREHOLDER
PJL ACQUISITION LTD.SHAREHOLDER
GILL, GURDEEP SINGHPRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER5505456
MATTERA, RICHARD JOSEPHFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2246513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRANT STREET CAPITAL INC.

CRD#: 322862

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