JO
Joshua D. Osmond
DRIVE WEALTH ADVISERS
Lehi, UT 84043
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CRD#: 7953835
JO
Professional summary
Joshua Davis Osmond is a registered financial advisor currently at DRIVE WEALTH ADVISERS located in Lehi, Utah.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joshua has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Crabb Financial - Investment Related - 3333 Digital Drive. #700, Lehi, UT 84043, Investment Management, Analyst, 05/2024 Start Date, 160 hours/month/trading, operational support to investment adviser. Insurance Agent - Investment Related - 3333 Digital Drive. #700, Lehi, UT 84043, Life Insurance Agent, 11/2023 Start Date, 10 hours/month/trading, Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Davis Osmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2024 - Present
DRIVE WEALTH ADVISERS
Office #1: 3333 N Digital Drive #700, Lehi, UT 84043RIA
CRD#: 174728
Lehi, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(7/10/2024)
Current Firm
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3333 N Digital Drive #700, Lehi, UT 84043
Mailing Address
Phone number
(801) 901-6150
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,487 |
| AUM (Assets Under Management) | $ 2,175,572,827 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 03/20/2024 | ||
| 02/27/2023 | ||
| 04/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
