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Sameer Mohammad

SAINTS ADVISORS
PARADISE VALLEY, AZ
·CRD# 7953355·2 years experience

Professional Summary

Sameer Mohammad, who also goes by Sameer Rahim Mohammad, Sameer Mohammad, is a registered financial advisor currently at SAINTS ADVISORS LLC located in Paradise Valley, Arizona. Sameer is registered as a RR (Registered Representative) and started their career in finance in 2024. Sameer has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sameer Rahim Mohammad, Sameer Mohammad

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Current

SAINTS ADVISORS LLCCurrent·CRD# 117126
BD
8700 N 52nd Street, Paradise Valley, AZ 85253
June 24, 2026 - Present

Past

FIFTH THIRD SECURITIES, INC.Past·CRD# 628
BD
Atlanta, GA
August 6, 2024 - May 1, 2026

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Current Firm

SA
SAINTS ADVISORS LLC

SAINTS ADVISORS LLC

CRD#: 117126 / SEC#: 8-53586
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

8700 N 52nd Street, Paradise Valley, AZ 85253

Mailing Address

2030 W Baseline Rd #182-4086, Phoenix, AZ 85041

Phone Number

(415) 773-2080

Established

Delaware since 05/26/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAWYER, KENNETH BENSONSOLE MEMBER MANAGER1559394
SAWYER, KENNETH BENSONCCO1559394
SAWYER, KENNETH BENSONFINOP OFFICER1559394
SAWYER, KENNETH BENSONPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1559394

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(6/24/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2024About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2024About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sameer Mohammad's CRS (Customer Relationship Summary).

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