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SM

Sameer Mohammad

SAINTS ADVISORS
DENVER, CO 80206
Some features on this profile are disabled
CRD#: 7953355
SM
Sameer MohammadSAINTS ADVISORS

Professional summary

Sameer Mohammad, who also goes by Sameer Rahim Mohammad, Sameer Mohammad, is a registered financial professional currently at SAINTS ADVISORS LLC located in Denver, Colorado.

Sameer is registered as a RR (Registered Representative) and started their career in finance in 2024. Sameer has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Sameer Rahim Mohammad | Sameer Mohammad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sameer Mohammad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

SAINTS ADVISORS LLC

Office #1: 205 Madison Street, Denver, CO 80206
BD
CRD#: 117126
DENVER, CO
Past

August 6, 2024 - May 1, 2026

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/6/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SAINTS ADVISORS LLC
SAINTS ADVISORS LLC

CRD#: 117126 / SEC#: , 8-53586

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
205 Madison Street, Denver, CO 80206
Mailing Address
1580 N Logan St Ste 660 Pmb 29471, Denver, CO 80203
Phone number
(415) 773-2080
Established
Delaware since 05/26/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SAWYER, KENNETH BENSONSOLE MEMBER MANAGER1559394
SAWYER, KENNETH BENSONCCO1559394
SAWYER, KENNETH BENSONFINOP OFFICER1559394
SAWYER, KENNETH BENSONPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1559394

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAINTS ADVISORS LLC

CRD#: 117126Denver, CO 80206

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