JB
Jonathan A. Brogaard
GAARD CAPITAL LLC
Park City, UT
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CRD#: 7953012
JB
Professional summary
Jonathan Allen Brogaard PhD, who also goes by Jonathan Brogaard, is a registered financial advisor currently at GAARD CAPITAL LLC located in Park City, Utah.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jonathan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Brogaard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Name: JB Analytics LLC Nature of the Business: Expert witness consulting. Serve as an expert witness for legal matters concerning financial markets. Whether the Business is Investment-Related: No. Address of the Business: 7333 Pine Ridge Dr. Park City, UT 84098 Your Position, Title, or Relationship with the Business: Founder Start Date of the Relationship: September 2024. Approximate Number of Hours/Month Devoted to the Business: 0-20 hours per month (0-5 hours per week on average). Number of Hours Devoted During Securities Trading Hours: Typically 0-5 hours per month. Brief Description of Duties Relating to the Business: Provide expert testimony and analysis for legal matters involving financial markets. ---------------------------------------------------------------- Business Name: Stepwise Investments LLC Nature of the Business: Private systematic investment fund that provides investment management and advisory services. Whether the Business is Investment-Related: Yes. Address of the Business: 7333 Pine Ridge Dr. Park City, UT 84098 Your Position, Title, or Relationship with the Business: Founder and Managing Partner. Start Date of the Relationship: November 2018. Approximate Number of Hours/Month Devoted to the Business: Approximately 20 hours per month (5 hours per week). Number of Hours Devoted During Securities Trading Hours: Approximately 20 hours per month. Brief Description of Duties Relating to the Business: Oversee investment strategies and manage executive operations for the fund.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Allen Brogaard PhD's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
GAARD CAPITAL LLC
RIA
CRD#: 332413
Park City, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/2/2025)
Exams
Current Firm
GC
GAARD CAPITAL LLC
GAARD CAPITAL | GAARD CAPITAL LLC
CRD#: 332413 / SEC#:
Utah
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Contact information
Main Address
Park City, UT
Mailing Address
Phone number
(805) 265-0221
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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