WD
William K. Davenport
SMITH THORNTON ADVISORS
Huntsville, AL 35801
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CRD#: 7951999
WD
Professional summary
William Kane Davenport is a registered financial advisor currently at SMITH THORNTON ADVISORS, LLC located in Huntsville, Alabama.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Huntsville Hospital Foundation; Member; Investment related: No; Location: 801 Clinton Ave E Huntsville Alabama 35801; Description: The Huntsville Hospital Foundation organizes and facilitates the charitable giving to support the Huntsville Hospital System; Responsibilities Duties: The Development Council assists in fundraising, participate/organize in charity events, educate the community on ways to help the Hospital, and network with other young professionals in Huntsville.; Start date: 2024-07-15; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Ale Alfanso.
CRS (Client Relationship Summary) - RIA
Click below to view William Kane Davenport's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
SMITH THORNTON ADVISORS, LLC
Office #1: 626 Clinton Avenue West Suite 100, Huntsville, AL 35801RIA
CRD#: 312537
Huntsville, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ST
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
CRD#: 312537 / SEC#: 801-120351
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(9/9/2024)
Current Firm
ST
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
CRD#: 312537 / SEC#: 801-120351
RIA
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Contact information
Main Address
626 Clinton Avenue West Suite 100, Huntsville, AL 35801
Mailing Address
Phone number
(256) 715-7715
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 782 |
| AUM (Assets Under Management) | $ 733,591,812 |
Red Flags
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