CS
Charles Stewart
PINNACLE INVESTMENTS
Boca Raton, FL 33487
Some features on this profile are disabled
CRD#: 7951901
CS
Professional summary
Charles Stewart III, who also goes by Charles Stewart, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Boca Raton, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Charles has worked at 1 firm and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Generational Sports Partnerships LLC = Sports Agency, Non-Investment Related, 2139 N University Dr #5110 CORAL SPRINGS, FL 33071, NFL Agent, Founder since 01/2020, 20 hours devoted to business outside of securities trading hours, A Sports Agency that's focused on contract representation, personal branding, speaking engagements, financial literacy/wellness presentations, and other athlete-centric monetizable activities. " Charles Edward Stewart III LLC = Real Estate, Non-Investment Related, 945 EAST LAS OLAS BLVD FORT LAUDERDALE, FL 33301 UN, Real Estate Agent, opened llc 08/2022, 10 hours devoted to business outside of securities trading hours, help clients buy/sell property in Florida or refer clients to other licensed real estate agents for a fee. The Credentials Show, Podcast, Is Not Investment Related, "2139 N University Dr #5110, , Coral Springs, FL, 33071, United States", Podcast Host,1/13/2021,5 hours per month,0 hours per month during trading hours, No Compensation, "Host of an interview & monologue podcast show called, "The Credentials Show". The topics are upbringing, food, sports, & personal development." "WHAT DID I JUST SIGN?", Is Not Investment Related," Author, 10/8/2025,10 hours per month,0 hours per month during trading hours, Compensation Other , "WHAT DID I JUST SIGN? Is a book broken down into 7 chapters or seven sectors of adulthood that people encounter: Investing Terms, Real Estate Terms, How to Vet Advisors, Financial Scams, Taxes, Budgeting, Trusts and Insurance. This book focuses on case studies, analogies, visual images, and fictional roleplay scenarios to turn confusing or untaught concepts into more understandable ideas. "
CRS (Client Relationship Summary) - RIA
Click below to view Charles Stewart III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Stewart III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2024 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 7601 North Federal Highway Suite 125b, Boca Raton, FL 33487RIA
BD
CRD#: 142910
Boca Raton, FL
Current
July 23, 2024 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 7601 North Federal Highway Suite 125b, Boca Raton, FL 33487RIA
BD
CRD#: 142910
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2024)
RR
Florida(7/25/2024)
IAR
Florida(7/26/2024)
RR
Idaho(10/8/2024)
RR
Louisiana(8/23/2024)
RR
Minnesota(9/5/2024)
RR
Ohio(8/23/2024)
RR
South Carolina(5/12/2025)
RR
Texas(9/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
