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Andre J Bracamonte

JOHN HANCOCK INVESTMENT MANAGEMENT
Tempe, AZ
·CRD# 7950679·2 years experience

Professional Summary

Andre J Bracamonte is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Tempe, Arizona and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Tempe, Arizona. Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Andre has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

JOHN HANCOCK INVESTMENT MANAGEMENT LLC·CRD# 105790
RIA
1. 1230 W Washington St Ste 508, Tempe, AZ 852882. Scottsdale, AZ
November 25, 2024 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC·CRD# 28262
BD
1230 West Washington Street Suite 508, Tempe, AZ 85288
August 27, 2024 - Present

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Current Firm

JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - SEC (12/12/1971 Approved)

Contact Information

Main Address

200 Berkeley St., Boston, MA 02116-5022

Phone Number

(617) 663-3000

# of Employees

357

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODEL PORTFOLIOS SERVICES (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

126

AUM (Assets Under Management)

$212,052,000,251

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

a.OBA Name: Loka Technology LLC b.Investment-related? No c.OBA Address: 8143 E Indianola Ave, Scottsdale, AZ 85251 d.OBA Nature: Lockers/Security e.Position, Title, or Relationship with the OBA: Owner f.OBA Start Date: 02/12/2025 g.Approximate number of hours/month devoted to the OBA: 30 hrs/month h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Owns a security locker company and plans to implement smart lockers into university campuses, starting at ASU. The company outsources smart lockers from a vendor and implements them into universities in order to provide a safe, secure, and efficient way to store items for students.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - SEC (12/12/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(1/7/2025)
RR
Arizona
(11/25/2024)
IAR
Arizona
(11/25/2024)
RR
Arkansas
(1/7/2025)
RR
California
(1/7/2025)
RR
Colorado
(1/7/2025)
RR
Hawaii
(1/7/2025)
RR
Idaho
(1/7/2025)
RR
Kansas
(1/7/2025)
RR
Massachusetts
(11/25/2024)
IAR
Massachusetts
(12/10/2024)
RR
Montana
(1/7/2025)
RR
Nebraska
(1/7/2025)
RR
Nevada
(1/7/2025)
RR
New Mexico
(1/7/2025)
RR
North Dakota
(1/7/2025)
RR
Oklahoma
(1/7/2025)
RR
Oregon
(1/7/2025)
RR
South Dakota
(1/7/2025)
RR
Texas
(1/7/2025)
RR
Utah
(1/7/2025)
RR
Washington
(1/7/2025)
RR
Wyoming
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andre J Bracamonte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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