WS
William P. Santillo
TOTAL WEALTH PLANNING AND MANAGEMENT
St Johns, FL
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CRD#: 7950115
WS
Professional summary
William Phillip Santillo is a registered financial advisor currently at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. located in St Johns, Florida.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Phillip Santillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2024 - Present
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
RIA
CRD#: 166664
St Johns, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)California
Registered Investment Advisory firm - (6/3/2018 Terminated)Florida
Registered Investment Advisory firm - (5/4/2018 Terminated)New Jersey
Registered Investment Advisory firm - (5/25/2018 Terminated)New York
Registered Investment Advisory firm - (5/4/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/4/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/24/2024)
Current Firm
TW
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)California
Registered Investment Advisory firm - (6/3/2018 Terminated)Florida
Registered Investment Advisory firm - (5/4/2018 Terminated)New Jersey
Registered Investment Advisory firm - (5/25/2018 Terminated)New York
Registered Investment Advisory firm - (5/4/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/4/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ponte Vedra, FL
Mailing Address
Po Box 859, Ponte Vedra Beach, FL 32004
Phone number
(866) 568-0003
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,264 |
| AUM (Assets Under Management) | $ 203,935,965 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
