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CM

Colby M. Manning

NORTHERN CAPITAL SECURITIES
NORTH ANDOVER, MA 01845
CRD#: 7949024
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CM
Colby Michael ManningNORTHERN CAPITAL SECURITIES

Professional summary

Colby Michael Manning, who also goes by Colby M Manning, Colby Manning, is a registered financial professional currently at NORTHERN CAPITAL SECURITIES CORPORATION located in North Andover, Massachusetts.

Colby is registered as a RR (Registered Representative) and started their career in finance in 2024. Colby has worked at 2 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colby M Manning | Colby Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colby Michael Manning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2025 - Present

NORTHERN CAPITAL SECURITIES CORPORATION

Office #1: 50 High Street 4th Floor, North Andover, MA 01845
RIA
BD
CRD#: 40659
NORTH ANDOVER, MA
Past

August 15, 2024 - July 8, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(8/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2026
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/8/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/25/2026
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NORTHERN CAPITAL SECURITIES CORPORATION
NORTHERN CAPITAL SECURITIES CORPORATION | SCOTT, STARR SECURITIES, INC.

CRD#: 40659 / SEC#: , 8-49130

Massachusetts
Registered Investment Advisory firm - SEC (2/6/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
50 High Street 4th Floor, North Andover, MA 01845
Mailing Address
50 High Street 4th Floor, North Andover, MA 01845
Phone number
(978) 289-1000
Established
Massachusetts since 02/16/1996
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
15

FINRA licenses (25 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
OLDAKER, DAVID GRANTCHIEF EXECUTIVE OFFICER2606043
OLDAKER, DAVID GRANTCHIEF COMPLIANCE OFFICER2606043
RYE, STEPHEN GILBERTPRESIDENT2127156
0

Red Flags

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Company Information

NORTHERN CAPITAL SECURITIES CORPORATION

CRD#: 40659North Andover, MA 01845

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