SC
Samuel S. Christie
AEGIS FINANCIAL
Oshkosh, WI 54902
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CRD#: 7947376
SC
Professional summary
Samuel S Christie is a registered financial advisor currently at AEGIS FINANCIAL located in Oshkosh, Wisconsin.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Licensed Insurance Agent, Bowman Insurance Services, Investment Related 2.Valley Bakers Cooperative Association; Part Time Picker; Not Investment Related; W6470 Quality Dr Greenville Wisconsin 54942; Storage facility serving retail and wholesale bakers with dry, cool, frozen products.; I have a flexible schedule in which I assisted both first and second shift with picking product, loading and staging product, replenishing pick bays, and putting away recently received product.; Start date: 2021-05-31; Hours per month during trading hours: 0; Hours per month outside trading hours: 32; Percentage of total yearly compensation expected to be derived from the business: 15.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel S Christie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
AEGIS FINANCIAL
Office #1: 530 N Koeller St, Oshkosh, WI 54902RIA
CRD#: 305030
Oshkosh, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AEGIS FINANCIAL
AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND
CRD#: 305030 / SEC#: 801-117229
RIA
Registered Investment Advisory firm - (8/21/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(7/1/2024)
Current Firm
AF
AEGIS FINANCIAL
AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND
CRD#: 305030 / SEC#: 801-117229
RIA
Registered Investment Advisory firm - (8/21/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
530 N Koeller St, Oshkosh, WI 54902
Mailing Address
Phone number
(920) 233-4650
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,781 |
| AUM (Assets Under Management) | $ 418,956,017 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AEGIS FINANCIAL
CRD#: 305030Oshkosh, WI 54902TRUST BUT VERIFY
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