SL
Stanley Liu
DOCEMPOWERED
BALTIMORE, MD 21218
Some features on this profile are disabled
CRD#: 7947357
SL
Professional summary
Stanley Liu is a registered financial advisor currently at DOCEMPOWERED, LLC located in Baltimore, Maryland.
Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Stanley has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Stanley Liu currently practices as a part-time, non-invasive cardiologist. This activity accounts for approximately 50% of his time during trading hours. This may create a potential conflict of interest in that Stanley Liu may dedicate certain hours of trading time to practicing clinical medicine. This conflict is minimal as DE does not participate in daily active trading. His availability for client appointments may be decreased during times he is practicing medicine. This business started 07/2023 and is not investment related. Business address is 3 Hay Pasture Ct, Catonsville, MD 21228.
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Liu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2024 - Present
DOCEMPOWERED, LLC
Office #1: 3030 Greenmount Ave Ste 300 Pmb 233778, Baltimore, MD 21218RIA
CRD#: 331732
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/8/2024)
Current Firm
DL
DOCEMPOWERED, LLC
DOCEMPOWERED, LLC
CRD#: 331732 / SEC#:
Maryland
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Contact information
Main Address
3030 Greenmount Ave Ste 300 Pmb 233778, Baltimore, MD 21218
Mailing Address
Phone number
(410) 929-2152
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
