Roger M. Hager
Professional summary
Roger Maxwell Hager, who also goes by Max Hager, is a registered financial advisor currently at ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED .
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Roger has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Maxwell Hager's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2024 - Present
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
Office #1: 1100-250 Howe Street, Vancouver, British Columbia, V6C 3S9Primary Firm SEC Registration
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
CRD#: 132242 / SEC#: 801-63386
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/20/2024)
(4/30/2025)
(3/25/2025)
(1/13/2025)
(7/15/2024)
Current Firm
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
CRD#: 132242 / SEC#: 801-63386
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 159,939,960 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 09/27/2024 | ||
| 10/23/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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