RF
Robert T. Faller
LINCOLN INTERNATIONAL
New York, NY 10171
Some features on this profile are disabled
CRD#: 7946950
RF
Professional summary
Robert Theodore Faller, who also goes by Bob Theodore Faller, Robert Faller, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2024. Robert has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bob Theodore Faller | Robert Faller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Theodore Faller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2026 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 299 Park Ave. 7th Floor, New York, NY 10171BD
CRD#: 42045
New York, NY
Past
August 21, 2024 - March 17, 2026
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/9/2026)
RR
Alaska(3/9/2026)
RR
Arizona(3/9/2026)
RR
Arkansas(3/9/2026)
RR
California(3/9/2026)
RR
Colorado(3/9/2026)
RR
Connecticut(3/9/2026)
RR
Delaware(3/9/2026)
RR
District of Columbia(3/9/2026)
RR
Florida(3/9/2026)
RR
Georgia(3/9/2026)
RR
Hawaii(3/9/2026)
RR
Idaho(3/9/2026)
RR
Illinois(3/9/2026)
RR
Indiana(3/9/2026)
RR
Iowa(3/9/2026)
RR
Kansas(3/9/2026)
RR
Kentucky(3/9/2026)
RR
Louisiana(3/9/2026)
RR
Maine(3/9/2026)
RR
Maryland(3/9/2026)
RR
Massachusetts(3/9/2026)
RR
Michigan(3/9/2026)
RR
Minnesota(3/9/2026)
RR
Mississippi(3/9/2026)
RR
Missouri(3/9/2026)
RR
Montana(3/9/2026)
RR
Nebraska(3/9/2026)
RR
Nevada(3/9/2026)
RR
New Hampshire(3/9/2026)
RR
New Jersey(3/9/2026)
RR
New Mexico(3/9/2026)
RR
New York(3/9/2026)
RR
North Carolina(3/9/2026)
RR
North Dakota(3/9/2026)
RR
Ohio(3/9/2026)
RR
Oklahoma(3/9/2026)
RR
Oregon(3/9/2026)
RR
Pennsylvania(3/9/2026)
RR
Puerto Rico(3/9/2026)
RR
Rhode Island(3/9/2026)
RR
South Carolina(3/9/2026)
RR
South Dakota(3/9/2026)
RR
Tennessee(3/9/2026)
RR
Texas(3/9/2026)
RR
Utah(3/9/2026)
RR
Vermont(3/9/2026)
RR
Virgin Islands(3/9/2026)
RR
Virginia(3/9/2026)
RR
Washington(3/9/2026)
RR
West Virginia(3/9/2026)
RR
Wisconsin(3/9/2026)
RR
Wyoming(3/9/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LINCOLN INTERNATIONAL LLC
LINCOLN INTERNATIONAL L.L.C. | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Phone number
(312) 580-8339
Established
Illinois since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONARCH FINCO, LLC | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING DIRECTOR | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| LAWSON, LAWRENCE JAMES III | MANAGING DIRECTOR, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
