Gopal Prashad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gopal Prashad was a registered financial professional .
Gopal is a previously registered financial professional and started their career in finance in 2025. Gopal had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2026 - July 22, 2026
FLOW TRADERS U.S. LLC
June 11, 2026 - July 22, 2026
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
April 16, 2025 - June 1, 2026
MARKETAXESS CORPORATION
March 4, 2025 - March 14, 2025
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/4/2025
General Securities Representative ExaminationCurrent Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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