Joseph F. Sylvia

STATERA FINANCIAL

WYOMING, RI

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CRD#: 7946225

Professional summary

Joseph Francis Sylvia JR, who also goes by Joe Sylvia, Joseph Francis Sylvia, is a registered financial advisor currently at STATERA FINANCIAL, LLC located in Wyoming, Rhode Island.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Sylvia | Joseph Francis Sylvia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATED - AT WARWICK, RHODE ISLAND, INSURANCE SALES, AGENT, SINCE 2016, DEVOTES APPROXIMATELY 50 TO 80% HOURS OF TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Sylvia JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2024 - Present

STATERA FINANCIAL, LLC

RIA

CRD#: 304957

WYOMING, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/3/2024)

IAR

Rhode Island
(6/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2024

Uniform Investment Adviser Law Examination

Current Firm

STATERA FINANCIAL, LLC

CRD#: 304957 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/10/2019 Approved)

Rhode Island

Registered Investment Advisory firm - (6/22/2020 Approved)

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Contact information

Main Address

713 East Street, Walpole, MA 02081

Mailing Address

Phone number

(774) 777-6646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 43,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph F. Sylvia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Sylvia JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATERA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2024

Current Firm

STATERA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STATERA FINANCIAL, LLC

TRUST BUT VERIFY

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