TS
Travis J. Stephens
CENTRAL STATES CAPITAL MARKETS
Prairie Village, KS 66208
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CRD#: 7946031
TS
Professional summary
Travis John Stephens is a registered financial professional currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Prairie Village, Kansas.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2024. Travis has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Travis John Stephens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2025 - Present
CENTRAL STATES CAPITAL MARKETS, LLC
Office #1: 4200 W 83rd Street Suite 101, Prairie Village, KS 66208RIA
BD
CRD#: 155291
Prairie Village, KS
Past
September 20, 2024 - October 28, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Leawood, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(3/31/2025)
RR
Missouri(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CENTRAL STATES CAPITAL MARKETS, LLC
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291 / SEC#: 801-79295, 8-68711
RIA
Registered Investment Advisory firm - SEC (1/3/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/23/2018 Approved)Kansas
Registered Investment Advisory firm - SEC (10/12/2016 Approved)Missouri
Registered Investment Advisory firm - SEC (12/29/2016 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208
Mailing Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208
Phone number
(913) 766-6565
Established
Kansas since 08/31/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
4
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 27,936,117 |
Disclosures
| Regulatory Event | 6 |
| Criminal | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291Prairie Village, KS 66208TRUST BUT VERIFY
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