JD
Joshua Davis
MOSS, LUSE & WOMBLE
Plano, TX 75024
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CRD#: 7945245
JD
Professional summary
Joshua Davis is a registered financial advisor currently at MOSS, LUSE & WOMBLE, LLC located in Plano, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joshua has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2024 - Present
MOSS, LUSE & WOMBLE, LLC
Office #1: 5160 Tennyson Parkway Suite 2000w, Plano, TX 75024RIA
CRD#: 152841
Plano, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ML
MOSS, LUSE & WOMBLE, LLC
MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP
CRD#: 152841 / SEC#: 801-114973
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/15/2019 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2019 Terminated)Texas
Registered Investment Advisory firm - (4/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/20/2024)
Current Firm
ML
MOSS, LUSE & WOMBLE, LLC
MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP
CRD#: 152841 / SEC#: 801-114973
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/15/2019 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2019 Terminated)Texas
Registered Investment Advisory firm - (4/15/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5160 Tennyson Parkway Suite 2000w, Plano, TX 75024
Mailing Address
Phone number
(972) 674-2584
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,951 |
| AUM (Assets Under Management) | $ 595,179,000 |
Red Flags
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Company Information
MOSS, LUSE & WOMBLE, LLC
CRD#: 152841Plano, TX 75024TRUST BUT VERIFY
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