Nathaniel J. Gardner

PRIME PERSONAL FINANCE

WYLIE, TX

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CRD#: 7944793

Professional summary

Nathaniel Jameson Gardner, who also goes by Nate Gardner, is a registered financial advisor currently at PRIME PERSONAL FINANCE located in Wylie, Texas.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nathaniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jameson Gardner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2024 - Present

PRIME PERSONAL FINANCE

RIA

CRD#: 332190

WYLIE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2024

Uniform Investment Adviser Law Examination

Current Firm

PRIME PERSONAL FINANCE

GARDNER, NATHANIEL JAMESON | PRIME PERSONAL FINANCE

CRD#: 332190 / SEC#:

Texas

Registered Investment Advisory firm - (9/9/2024 Approved)

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Contact information

Main Address

Wylie, TX

Mailing Address

Phone number

(972) 740-1043

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel J. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jameson Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME PERSONAL FINANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2024

Current Firm

PRIME PERSONAL FINANCE

Contact information

Documents

Red Flags

Company Information

PRIME PERSONAL FINANCE

TRUST BUT VERIFY

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