DP
David Peterson
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
Brownsburg, IN 46112
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CRD#: 7944629
DP
Professional summary
David Peterson is a registered financial advisor currently at TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT located in Brownsburg, Indiana.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2025 - Present
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
Office #1: 111 East Main Street, Brownsburg, IN 46112RIA
CRD#: 147676
Brownsburg, IN
Past
November 16, 2024 - January 24, 2025
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
BEDROCK ACCOUNTING AND TAX ADVISORS | TEEPLE WEALTH MANAGEMENT, LLC | TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT | TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
CRD#: 147676 / SEC#: 801-124740
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)Indiana
Registered Investment Advisory firm - (4/28/2022 Terminated)Kentucky
Registered Investment Advisory firm - (4/27/2022 Terminated)Ohio
Registered Investment Advisory firm - (4/27/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TS
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
BEDROCK ACCOUNTING AND TAX ADVISORS | TEEPLE WEALTH MANAGEMENT, LLC | TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT | TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT
CRD#: 147676 / SEC#: 801-124740
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)Indiana
Registered Investment Advisory firm - (4/28/2022 Terminated)Kentucky
Registered Investment Advisory firm - (4/27/2022 Terminated)Ohio
Registered Investment Advisory firm - (4/27/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 East Main Street, Brownsburg, IN 46112
Mailing Address
Phone number
(317) 350-4255
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,860 |
| AUM (Assets Under Management) | $ 217,864,393 |
Red Flags
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