JR
Joshua L. Rood
SEVERIN INVESTMENTS LLC
ST. LOUIS, MO 63102
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CRD#: 7944083
JR
Professional summary
Joshua Lee Rood is a registered financial advisor currently at SEVERIN INVESTMENTS LLC located in St. Louis, Missouri.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joshua has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I own a manager managed LLC under the title "After Hours Painting, LLC". The business is not investment related. The address of the business is 1021 Sugar Creek Court Saint Peters, MO 63376. I am the owner and manager member owning 100% of the organization. The organization was formed on July 16, 2024. I spend a range of 40-80 hours a month outside of securities trading hours managing new leads, working on contracts, and overseeing my employee. I do not spend any time on this business during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Lee Rood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2024 - Present
SEVERIN INVESTMENTS LLC
Office #1: 211 North Broadway Suite 2925, St. Louis, MO 63102RIA
CRD#: 166567
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEVERIN INVESTMENTS LLC
ECC FINANCIAL | SEVERIN INVESTMENTS LLC | SEVERIN FINANCIAL GROUP, INC. | SEVERIN ASSET MANAGEMENT
CRD#: 166567 / SEC#: 801-118181
RIA
Registered Investment Advisory firm - (3/9/2020 Approved)California
Registered Investment Advisory firm - (4/9/2020 Terminated)Illinois
Registered Investment Advisory firm - (3/9/2020 Terminated)Missouri
Registered Investment Advisory firm - (3/10/2020 Terminated)Texas
Registered Investment Advisory firm - (3/10/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/3/2025)
IAR
Illinois(10/14/2024)
IAR
Missouri(10/14/2024)
Current Firm
SI
SEVERIN INVESTMENTS LLC
ECC FINANCIAL | SEVERIN INVESTMENTS LLC | SEVERIN FINANCIAL GROUP, INC. | SEVERIN ASSET MANAGEMENT
CRD#: 166567 / SEC#: 801-118181
RIA
Registered Investment Advisory firm - (3/9/2020 Approved)California
Registered Investment Advisory firm - (4/9/2020 Terminated)Illinois
Registered Investment Advisory firm - (3/9/2020 Terminated)Missouri
Registered Investment Advisory firm - (3/10/2020 Terminated)Texas
Registered Investment Advisory firm - (3/10/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
211 North Broadway Suite 2925, St. Louis, MO 63102
Mailing Address
Phone number
(314) 983-2707
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 127,648,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
