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CR

Cory D. Rubar

THE TIDAL GROUP
Schertz, TX 78154-2413
Some features on this profile are disabled
CRD#: 7943530
CR

Professional summary

Cory Daniel Rubar is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.

Cory is registered as a RR (Registered Representative) and started their career in finance in 2024. Cory has worked at 1 firm and has passed the Series 63, Series 99TO, Series 22TO, SIE and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cory Daniel Rubar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2024 - Present

THE TIDAL GROUP, INC.

Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
BD
CRD#: 39782
Schertz, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/26/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 22TO
Date: 11/7/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/22/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 39
Date: 5/1/2025
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TT
THE TIDAL GROUP, INC.
THE TIDAL GROUP, INC.

CRD#: 39782 / SEC#: , 8-48809

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Mailing Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Phone number
(210) 659-1446
Established
Texas since 02/23/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOVIKOFF, LEE MICHAELCHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, PRESIDENT, SECRETARY, TREASURER, PRINCIPAL2684973
HOBSON, HARRY MICHAELPRINCIPAL2802434
PEACOCK, LINDA MPRINCIPAL3226616
RUBAR, CORY DANIELPRINCIPAL7943530

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE TIDAL GROUP, INC.

CRD#: 39782Schertz, TX 78154-2413

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