Carlos F. Rosado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Francisco Rosado, who also goes by Carlos Rosado, Cisco Rosado, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 2024. Carlos had worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2025 - January 13, 2026
TRINITY WEALTH SECURITIES, L.L.C.
June 17, 2024 - January 13, 2026
FLORIDA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 7/22/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TRINITY WEALTH SECURITIES, L.L.C.
CRD#: 104348 / SEC#: , 8-52801
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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