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Kaeden Joy Beaty

ELMCORE SECURITIES
CHICAGO, IL
·CRD# 7942796·1 year experience

Professional Summary

Kaeden Joy Beaty, who also goes by Kaeden Joy Blain Beaty, Kaeden Beaty, is a registered financial advisor currently at ELMCORE SECURITIES LLC located in Chicago, Illinois. Kaeden is registered as a RR (Registered Representative) and started their career in finance in 2026. Kaeden has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kaeden Joy Blain Beaty, Kaeden Beaty

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

Current

ELMCORE SECURITIES LLCCurrent·CRD# 158922
BD
500 W Madison Street, Suite 1000, Chicago, IL 60661
April 1, 2026 - Present

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Current Firm

ES
ELMCORE SECURITIES LLC

ELMCORE SECURITIES LLC

CRD#: 158922 / SEC#: 8-68946
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

500 W Madison Street, Suite 1000, Chicago, IL 60661

Mailing Address

500 W Madison Street, Suite 1000, Chicago, IL 60661

Phone Number

(312) 488-4008

Established

Nevada since 05/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ELMCORE GROUP INC.MEMBER—
DANCIU, FELIX GAVRILEXECUTIVE REPRESENTATIVE, CHIEF EXECUTIVE OFFICER, MANAGER4463642
SCHMIDT, KIMBERLY CFINOP & PRINCIPAL FINANCIAL OFFICER4551566
SCHMIDT, KIMBERLY CCHIEF COMPLIANCE OFFICER4551566
SCHMIDT, KIMBERLY CCHIEF OPERATING OFFICER & PRINCIPAL OPERATIONS OFFICER4551566

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Apr 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kaeden Joy Beaty's CRS (Customer Relationship Summary).

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