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KB

Kaeden J. Beaty

ELMCORE SECURITIES
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 7942796
KB

Professional summary

Kaeden Joy Beaty, who also goes by Kaeden Joy Blain Beaty, Kaeden Beaty, is a registered financial professional currently at ELMCORE SECURITIES LLC located in Chicago, Illinois.

Kaeden is registered as a RR (Registered Representative) and started their career in finance in 2026. Kaeden has worked at 1 firm and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kaeden Joy Blain Beaty | Kaeden Beaty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kaeden Joy Beaty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

ELMCORE SECURITIES LLC

Office #1: 500 W Madison Street, Suite 1000, Chicago, IL 60661
BD
CRD#: 158922
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/29/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

ES
ELMCORE SECURITIES LLC
ELMCORE SECURITIES LLC

CRD#: 158922 / SEC#: , 8-68946

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
500 W Madison Street, Suite 1000, Chicago, IL 60661
Mailing Address
500 W Madison Street, Suite 1000, Chicago, IL 60661
Phone number
(312) 488-4008
Established
Nevada since 05/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ELMCORE GROUP INC.MEMBER
DANCIU, FELIX GAVRILEXECUTIVE REPRESENTATIVE, CHIEF EXECUTIVE OFFICER, MANAGER4463642
SCHMIDT, KIMBERLY CFINOP & PRINCIPAL FINANCIAL OFFICER4551566
SCHMIDT, KIMBERLY CCHIEF COMPLIANCE OFFICER4551566
SCHMIDT, KIMBERLY CCHIEF OPERATING OFFICER & PRINCIPAL OPERATIONS OFFICER4551566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELMCORE SECURITIES LLC

CRD#: 158922Chicago, IL 60661

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