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AS

Anthony J. Smith

MRB CAPITAL
Centerville, MN
Some features on this profile are disabled
CRD#: 7942551
AS
Anthony James SmithMRB CAPITAL

Professional summary

Anthony James Smith, who also goes by Anthony Smith, Tony Smith, is a registered financial advisor currently at MRB CAPITAL located in Centerville, Minnesota.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Anthony has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Anthony Smith | Tony Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Loanstream Mortgage, Non-investment related, 19000 MacArthur Blvd Suite 200 Suite 200, Irvine, CA 92612, Mortgage Business, Mortgage Underwriter started 5/2024-present, currently full time employee ~173 hours per month, ~130 during trading hours, Working as a full time mortgage underwriter daily during trading hours until I transition into new role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2026 - Present

MRB CAPITAL

RIA
CRD#: 330259
Centerville, MN
Past

October 3, 2024 - November 4, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
ST. LOUIS PARK, MN
Past

August 17, 2024 - November 4, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ST. LOUIS PARK, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/15/2024
Securities Industry Essentials Examination

Current Firm

MC
MRB CAPITAL
MRB CAPITAL | MRB CAPITAL GROUP, LLC

CRD#: 330259 / SEC#:

Florida
Registered Investment Advisory firm - (8/26/2024 Approved)
Georgia
Registered Investment Advisory firm - (3/4/2024 Approved)
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Contact information

Main Address
Atlanta, GA
Mailing Address
Phone number
(404) 713-8098
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MRB CAPITAL

CRD#: 330259Centerville, MN

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