SG
Scott Gutman
GUTMAN FINANCIAL PLANNING LLC
LOMA LINDA, CA
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CRD#: 7940045
SG
Professional summary
Scott Gutman is a registered financial advisor currently at GUTMAN FINANCIAL PLANNING LLC located in Loma Linda, California.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Scott has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of business: Fontana Unified School District Investment-Related: No Address of Business: 9680 Citrus Ave, Fontana, CA 92335 Nature of Business: This is a local school district. Position/Title: Information Exchange Specialist Start Date: March 2022 Description of Hours: This position is a full-time position that entails around 40 hours per week, including all hours in which securities are traded on the large stock exchanges. Duties: The duties include general IT responsibilities surrounding data management, analysis, and reporting. It also consists of managing the Medi-Cal billing department for the district.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Gutman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2024 - Present
GUTMAN FINANCIAL PLANNING LLC
RIA
CRD#: 331668
LOMA LINDA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GF
GUTMAN FINANCIAL PLANNING LLC
GUTMAN FINANCIAL PLANNING LLC
CRD#: 331668 / SEC#:
California
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Contact information
Main Address
Loma Linda, CA
Mailing Address
Phone number
(909) 255-0131
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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