AC
Andrew J. Cettina
OXENFREE FINANCIAL
MELBOURNE, FL 32901-4725
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CRD#: 7939410
AC
Professional summary
Andrew Joseph Cettina is a registered financial advisor currently at OXENFREE FINANCIAL located in Melbourne, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VARIOUS INSURANCE COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS:INSURANCE, POSITION/TITLE/RELATIONSHIP: AGENT, START DATE: N/A, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS:VARIES, BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE AND ANNUITIES; 2. SENA-TECH LLC, NOT INVESTMENT-RELATED. 2825 BUSINESS CTR BLVD # C1, MELBOURNE, FL 32940. START DATE-6/11/2018-ELECTRICAL CONTRACTING COMPANY. POSITION-PROJECT COORDINATOR. 180 HOURS WORKED PER MONTH. 100 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Joseph Cettina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
OXENFREE FINANCIAL
Office #1: 1900 S. Harbor City Blvd. Ste. 111, Melbourne, FL 32901-4725RIA
CRD#: 327105
MELBOURNE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXENFREE FINANCIAL
OXENFREE CAPITAL LLC | OXENFREE FINANCIAL
CRD#: 327105 / SEC#: 801-128275
RIA
Registered Investment Advisory firm - (7/6/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
OF
OXENFREE FINANCIAL
OXENFREE CAPITAL LLC | OXENFREE FINANCIAL
CRD#: 327105 / SEC#: 801-128275
RIA
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Contact information
Main Address
1900 S. Harbor City Blvd. Ste. 111, Melbourne, FL 32901-4725
Mailing Address
Phone number
(321) 722-7882
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,513 |
| AUM (Assets Under Management) | $ 168,352,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
