DY
Derek Yamamoto
NORTHERN EDGE CAPITAL ADVISORS LLC
Toronto, M2N 6K1
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CRD#: 7938694
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Professional summary
Derek Yamamoto is a registered financial professional currently at NORTHERN EDGE CAPITAL ADVISORS LLC .
Derek is registered as a RR (Registered Representative) and started their career in finance in 2024. Derek has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Derek Yamamoto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2024 - Present
NORTHERN EDGE CAPITAL ADVISORS LLC
Office #1: 4950 Yonge Street Suite 2200, Toronto, M2N 6K1BD
CRD#: 151615
Toronto,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/26/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NORTHERN EDGE CAPITAL ADVISORS LLC
BCMS CAPITAL ADVISORS LLC | NORTHERN EDGE CAPITAL ADVISORS LLC
CRD#: 151615 / SEC#: , 8-68386
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
747 Third Ave. 27th Floor, New York, NY 10017
Mailing Address
747 Third Ave. 27th Floor, New York, NY 10017
Phone number
(212) 520-8290
Established
New York since 08/14/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (8 States and Territories)
Documents
Red Flags
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