Anthony K. Law

BOS TAURUS

DIAMOND BAR, CA

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CRD#: 7935674

Professional summary

Anthony Kai Lun Law, who also goes by Anthony K Law, is a registered financial advisor currently at BOS TAURUS located in Diamond Bar, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Anthony has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony K Law

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a Senior Solutions Consultant for Appian, a software company. I spend approximately 40 hours a week engaged in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Kai Lun Law's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2024 - Present

BOS TAURUS

RIA

CRD#: 331704

DIAMOND BAR, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2024)

IAR

New York
(7/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2024

Uniform Investment Adviser Law Examination

Current Firm

BOS TAURUS

BOS TAURUS | BOS TAURUS LLC

CRD#: 331704 / SEC#:

California

Registered Investment Advisory firm - (7/11/2024 Approved)

New York

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

Diamond Bar, CA

Mailing Address

Phone number

(518) 466-9077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 310,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony K. Law

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Kai Lun Law's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOS TAURUS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2024

Current Firm

BOS TAURUS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOS TAURUS

TRUST BUT VERIFY

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