NW
Nathan Wu
GORDON DYAL & CO.
New York, NY 10019
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CRD#: 7934898
NW
Professional summary
Nathan Wu is a registered financial professional currently at GORDON DYAL & CO., LLC located in New York, New York.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2025. Nathan has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nathan Wu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2025 - Present
GORDON DYAL & CO., LLC
Office #1: 152 West 57th Street 39th Floor, New York, NY, 10019Office #2: 152 West 57th Street 39th Floor, New York, NY, 10019BD
CRD#: 284175
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 8/16/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GD
GORDON DYAL & CO., LLC
DYAL CO. LLC | GORDON DYAL & CO., LLC | DYAL CO., LLC
CRD#: 284175 / SEC#: , 8-69791
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
152 West 57th Street 39th Floor, New York, NY, 10019
Mailing Address
152 West 57th Street 39th Floor, New York, NY, 10019
Phone number
(212) 321-4010
Established
Delaware since 05/25/2015
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Documents
Red Flags
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