LF
Lucas W. Fenwick
FENWICK FINANCIAL
Bardstown, KY
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CRD#: 7934828
LF
Professional summary
Lucas Walter Fenwick is a registered financial advisor currently at FENWICK FINANCIAL located in Bardstown, Kentucky.
Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lucas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of Business: Fenwick Forest Whether the Business is Investment-Related: This business is Investment-Related. This business pertains to real estate. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Provide nice and affordable long-term rentals along with a participation in short-term rentals. Position: Single Member Title, or relationship with the other business: Founder The start date of your relationship: Fenwick Forest Started when Luke Fenwick acquired his first short-term rental in November of 2020. The approximate number of hours/month you devote to the other business: 30 hours The number of hours you devote to the other business during securities trading hours: 5-15 a month, There are clerical responsibilities handled during slow times, such as filings, phone calls, office work, etc. Describe your duties relating to the other business: Clerical Responsibilities, Tenant and Lease Obligations, Some on-site repairs Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is investment-related. This business pertains to securities. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Perform technical and behavioral analysis on OTC and small-cap securities to generate positive returns Position: Sole proprietor Title, or relationship with the other business: Founder The start date of your relationship: 08/2018 The approximate number of hours/month you devote to the other business: 40 The number of hours you devote to other business during securities trading hours: 20-30 a month Briefly describe your duties relating to the other business: Buy and sell OTC and small-cap securities for myself only. Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is not Investment-Related The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: General Contracting work, can include carpentry work Title, or relationship with the other business: Founder The start date of your relationship: 04/2025 The approximate number of hours/month you devote to the other business: 20 The number of hours you devote to other business during securities trading hours: 0 a month Briefly describe your duties relating to the other business: Act as general contractor, carpenter, labor for small jobs.
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Walter Fenwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
FENWICK FINANCIAL
RIA
CRD#: 331235
Bardstown, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/18/2024)
Current Firm
FF
FENWICK FINANCIAL
FENWICK FINANCIAL | FENWICK FOREST | FENWICK FINANCIAL L.L.C.
CRD#: 331235 / SEC#:
Kentucky
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Contact information
Main Address
Bardstown, KY
Mailing Address
Phone number
(502) 331-3532
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 881,072 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
