Thomas Steven Smyers
Professional Summary
Thomas Steven Smyers, who also goes by Thomas Smyers, is a registered financial advisor currently at EDGEPOINT CAPITAL ADVISORS LLC located in Beachwood, Ohio. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2026. Thomas has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Steven Smyers, Thomas Smyers
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
EDGEPOINT CAPITAL ADVISORS LLC
Contact Information
Main Address
3201 Enterprise Parkway Suite 460, Beachwood, OH 44122Mailing Address
3201 Enterprise Parkway Suite 460, Beachwood, OH 44122Phone Number
(216) 831-2430Established
Ohio since 10/01/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EP HOLDCO CORP | SHAREHOLDER OF CLASS A SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | — |
| KEEFE, MATTHEW FRANCIS | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 5064000 |
| STAFFORD, THOMAS GORDON JR | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 4506126 |
| HERUBIN, JOHN FELIX | MANAGING DIRECTOR/CCO | 4343060 |
| ZUCKER, THOMAS CHARLES | PRESIDENT, FINOP | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/23/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2026About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Steven Smyers's CRS (Customer Relationship Summary).
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