Todd Shipley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Shipley was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2024. Todd had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2024 - September 5, 2024
YIELD WEALTH LTD.
State Registrations and Notice Filings
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Current Firm
YIELD WEALTH LTD.
CRD#: 329688 / SEC#: 801-129629
Contact information
Red Flags
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