TS
Todd S. Shipley
ALPHASTAR CAPITAL MANAGEMENT
Orlando, FL
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CRD#: 7932114
TS
Todd S ShipleyALPHASTAR CAPITAL MANAGEMENT
Professional summary
Todd S Shipley, who also goes by Todd Shipley, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Orlando, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Todd has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Todd Shipley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Summit Wealth Consulting DBA Summit Life whether the business is investment-related - Business is not investment related the address of the other business; 7901 4th St N. Ste 300 St. Petersburg, FL 33702 the nature of the other business; Retirement Planning and Life/Health/Annuities your position; Owner 100% title, or relationship with the other business; Owner 100% the start date of your relationship; 7-16-2024 the approximate number of hours/month you devote to the other business; 20hrs the number of hours you devote to the other business during securities trading hours; 20hrs and briefly describe your duties relating to the other business; Phone calls/emails, interviews, team meetings the name of the other business; Alyst Advisors Group DBA GamePlan Benefits whether the business is investment-related - business is not investment related the address of the other business; 7901 4th St N. Ste 300 St. Petersburg, FL 33702 (registered agent) the nature of the other business; Retirement Planning and Life/Health/Annuities your position; Parnter 50% title, or relationship with the other business; Partner the start date of your relationship; 11-13-2023 the approximate number of hours/month you devote to the other business; 20hrs the number of hours you devote to the other business during securities trading hours; 20hrs and briefly describe your duties relating to the other business; Phone calls/emails, interviews, team meetings
CRS (Client Relationship Summary) - RIA
Click below to view Todd S Shipley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2026 - Present
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Orlando, FL
Past
June 21, 2024 - September 5, 2024
YIELD WEALTH LTD.
RIA
CRD#: 329688
Orlando, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/4/2026)
Exams
What does exam status mean?
State Security Law Exam
Current Firm
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Loading...
Contact information
Main Address
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031
Mailing Address
Phone number
(855) 340-2514
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 15,795 |
| AUM (Assets Under Management) | $ 2,496,202,761 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
