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WB

William J. Barsi

KODA CAPITAL MANAGEMENT
APTOS, CA
Some features on this profile are disabled
CRD#: 7931903
WB

Professional summary

William James Barsi, who also goes by William J Barsi, William Barsi, is a registered financial advisor currently at KODA CAPITAL MANAGEMENT LLC located in Aptos, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 2 firms and has passed the Series 65, Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William J Barsi | William Barsi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Barsi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

KODA CAPITAL MANAGEMENT LLC

RIA
CRD#: 341421
APTOS, CA
Past

December 14, 2024 - December 10, 2025

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/13/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 2/15/2024
Securities Industry Essentials Examination

Current Firm

KC
KODA CAPITAL MANAGEMENT LLC
KODA CAPITAL MANAGEMENT LLC

CRD#: 341421 / SEC#:

California
Registered Investment Advisory firm - (5/6/2026 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Aptos, CA
Mailing Address
Phone number
(925) 858-3865
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KODA CAPITAL MANAGEMENT LLC

CRD#: 341421Aptos, CA

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