LE
Lisa M. Eaton
FIRM FOOTING FINANCIAL PLANNING
SEATTLE, WA
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CRD#: 7930990
LE
Professional summary
Lisa Michele Eaton is a registered financial advisor currently at FIRM FOOTING FINANCIAL PLANNING located in Seattle, Washington.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lisa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lisa Eaton is a Tax Preparer with CPA Dream Team. In this position, Lisa Eaton provides tax accounting services to individuals and businesses. During February, March, and April, Lisa Eaton devotes approximately 30 hours per week of her time, all of which is during trading hours. For the remainder of the year, Lisa Eaton devotes approximately 5 hours per week to the activity, all of which occur during trading hours. The address for CPA Dream Team is 7063 S Grape Way, Centennial, CO 80122 and the nature of this business is tax preparation for 1040, 1120-S and 1065s. Lisa Eaton started this position on December 1, 2023. This activity is not investment related. This creates a conflict of interest because Lisa Eaton has an incentive to refer Clients between CPA Dream Team and FFF, although neither party receives compensation for Client referrals. To mitigate the existence of this conflict, as a fiduciary Lisa Eaton has a duty to act solely in the best interests of each Client and will only recommend services appropriate to the Client's circumstances. Clients are under no obligation to act upon the recommendations. In addition, Clients utilizing services of both entities will engage and remit payment to each business separately.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Michele Eaton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2024 - Present
FIRM FOOTING FINANCIAL PLANNING
RIA
CRD#: 331798
SEATTLE, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/21/2024)
Current Firm
FF
FIRM FOOTING FINANCIAL PLANNING
FIRM FOOTING | LEECE FP LLC | FIRM FOOTING FP | FIRM FOOTING FINANCIAL PLANNING | FIRM FOOTING FINANCIAL
CRD#: 331798 / SEC#:
Washington
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Contact information
Main Address
Seattle, WA
Mailing Address
Phone number
(206) 801-5493
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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